DIN DORA
Phnom Penh
Summary
The position is eligible for my skills, knowledge, ability and experience in dedicating and contributing to your satisfaction, vision, mission, and objectives.
Overview
6
6
years of professional experience
Work History
Assistant Manager, Compliance and AML/CFT
Oriental Bank Plc.
1 2023 - Current
- Prepare the reports to the Head of Compliance and to control AML processes to strengthen their efficiency to meet the local and international regulation
- Conduct review and ensure Cash Transaction Report (CTR), Suspicious Transaction Report (STR) and Data Collection on ML/FT report to regulator on the effective and timely manner
- Monitor and enhance the AML system to ensure their effectiveness, and the case alerts are conducted on timely manner
- Execute AML/CFT procedures including customer acceptance policy, customer due diligence (CDD), record keeping, on-going monitoring, reporting of suspicious transactions and combating the financing of terrorism
- Ensure Cash Transaction Report (CTR), Suspicious Transaction Report (STR) and Data Collection on ML/FT report to regulator on the effective and timely manner
- Oversee, review and update on policies, procedures, operating manual and guidelines to ensure that they are consistent with laws and regulations
- Prepare FATCA, Annual Internal Control report and AML Risk Assessment Report
- Develop, monitor and update AML/CFT policy, procedure and guideline are documented, implemented, and communicated
- Develop training tools and material and provide training to all staff
- Follow and monitoring on the implementation of department
- Prepare monthly and quarterly report on regulatory and update to Head of Compliance
- Ensure compliance to the anti-money laundering regulations by ensuring that staff are aware of its policies and procedures and are properly trained
- Supervise other junior staffs; assist in their training and development to ensure that they understand the workflow and requirements of the department so as to ensure a high standard of performance is maintained.
Specialist, Compliance and AML
Cathay United Bank (Cambodia) Corporate Limited
01.2020 - 01.2023
- Monitor the record of rejected customer report
- Review documents (Review compliance policy, law, regulation other policies and document form other departments
- Assurance program (Conducting On-Site Visit to Business Unit, Compliance Checklist, Compliance Self-Assessment
- Prepare report (Quarter AML and Compliance report to Board of Director and AML risk Assessment to CAFIU
- In charge person of Audit program (Internal audit, regulator inspection and external audit)
- Study and define the impact and announce about new Prakas and regulation
- Keep update of new law and regulation
- Compare and do gap analysis of policy and SOPs
- Back up person of uploading CTR and STR.
Executive, Compliance
Prudential (Cambodia) Life Assurance Plc.
01.2020 - 01.2020
- Checking sale forces whether or not they sale our products correctly and properly without cheating or lie to customers.
Medical Claim Officer
Infinity Insurance Cambodia
01.2019 - 01.2020
- Processing claims coming from both panel hospitals and clients
- Provide information to both panel hospitals and clients too about their policies.
Assistant of Under Secretary of State
Ministry of Justice
01.2019 - 01.2019
- Checking cases coming to an office whether or not they were correct and also follow up all the cases from other departments.
Skills
Typing (English) and (Khmer)
Microsoft Office
Internet, and E-mail
Ability to translate English to Khmer and Khmer to English
Reliable and punctual
Specialinterests
- Listening to Music, Radio
- Reading book, Newspaper, and Magazine
- Like to research to find new information
- Like to practice works related to businesses and communication
Socialwork
- Volunteer at Buddhism event
- Volunteer at Royal University of Law and Economics Academic Fair 2018
- Volunteer at Korean cultural festival 2018 at Cambodia-Korea Cooperation Center
Achievement
- Certificate of Regulatory Compliance Level 1
- Be selected as Role Model Employee for 2022
Placeofbirth
Phnom Penh
Academicbackgrounds
- 2024, Master of Business Administration (MBA), National University of Management, Management
- 2020, Graduated, Institute of Foreign Languages, Royal University of Phnom Penh, B.Ed (Teaching English as Foreign Language, TEFL)
- 2019, Graduated, Royal University of Law and Economics, Law
- 2016, Graduated, ELT institute, Advance Diploma in English
- 2015, Graduated, National University of Management, Bachelor of Art in English
- 2011, Finished, ELT institution, Basic Grammar in English course
- 2010-2011, Finished, High school (Grade 12)
- 2010-2011, Finished, Computer Course (Microsoft Word and Excel)
- 2010-2011, Graduated, ELT institution, Diploma in Written English
- 2010-2011, Graduated, ELT institution, Diploma in English
- 2009, Finished, ELT institution, General English
- Studied, ELT institution, General English
Height
1.76 cm
Personal Information
- Date of Birth: 01/07/93
- Gender: Male
- Nationality: Khmer
References
Dr. HAP Phalty, Director of Graduate Studies and Professor, Royal University of Law and Economics, 855 16 846 622
Timeline
Specialist, Compliance and AML
Cathay United Bank (Cambodia) Corporate Limited
01.2020 - 01.2023
Executive, Compliance
Prudential (Cambodia) Life Assurance Plc.
01.2020 - 01.2020
Medical Claim Officer
Infinity Insurance Cambodia
01.2019 - 01.2020
Assistant of Under Secretary of State
Ministry of Justice
01.2019 - 01.2019
Assistant Manager, Compliance and AML/CFT
Oriental Bank Plc.
1 2023 - Current
Similar Profiles
Chinukwe ChandaChinukwe Chanda
Manager: Forensic Investigations at Absa Bank Zambia Plc (formerly Barclays Bank Zambia Plc)Manager: Forensic Investigations at Absa Bank Zambia Plc (formerly Barclays Bank Zambia Plc)
Sukriti KundalSukriti Kundal
Assistant Bank Manager at Punjab National Bank and Oriental bank of commerceAssistant Bank Manager at Punjab National Bank and Oriental bank of commerce
Lilian MalisaLilian Malisa
Bank Officer at MUFINDI COMMUNITY BANK PLC (MUCOBA BANK PLC)Bank Officer at MUFINDI COMMUNITY BANK PLC (MUCOBA BANK PLC)
Audrey Tatenda KudiwaAudrey Tatenda Kudiwa
English Teacher at Arizon School Kampong ThomEnglish Teacher at Arizon School Kampong Thom
Hong MengthongHong Mengthong
Senior Embryologist at SIM PHALLY IVF CLINICSenior Embryologist at SIM PHALLY IVF CLINIC